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APT Wealth Management Limited
As a MiFID Authorised Investment Firm, we are subject to the Investment Firm Regulations (IFR) and Investment Firm Directive (IFD) effective from 26th June 2021. Part of our obligations are to provide you with our disclosures document which sets out key information about our risk exposures and risk management process.
Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR)
Sustainability factors are defined as envoirnmental, social and employee matters, respect for human rights, anti-corruption and anti-bribery matters. APT do not currently take specific account of sustainability risks in our advice process. How we include sustainability factors in our advice process will develop over time.
Authorised To Hold Client Assets
As a MiFID Investment firm authorised to hold client assets we are subject to the Investment Firms Regulations 2017 which aim to protect and safeguard your assets and try to eliminate as much risk as possible for you the consumer. Although the Client asset regime cannot fully eliminate all risks relating to client assets e.g. fraud or negligence, they have put in place certain regulations to safeguard the handling of client assets. A copy of the regulations and guidance can be found on the Central Bank of Ireland’s website.
Part of our obligation under the Investment Firms Regulations 2017 is to provide you with a Client Asset Key Information Document (CAKID).
This document will set out key information for you as a consumer, if you have any questions or need more information we have a dedicated Compliance team on hand to answer any queries.